21 briefs
Registered Merchant Bankers must meet revised SEBI compliance deadlines, with SBU transfer and Clause 11.2.10 compliance now due 31 December 2026 and net-worth phases aligned to financial year-ends
LLP successors face SEBI penalty exposure for pre-conversion PFUTP violations
Debenture trustees must meet CRA, press-release and India BondInfo default timelines
Capital-market influencers and linked trading accounts face asset freezes and market-access restraints for alleged pump-and-dump recommendations
Mutual funds must use SEBI’s revised MCR format from June 2026
InvIT Investment Managers must exit or reuse post-concession SPVs within SEBI’s one-year timeline and disclose SPV-level exposure until exit
FPI onboarding teams can use authorised-signatory and fallback details for PAN forms
Listed-company compliance teams must tighten KMP trade approvals around open-offer discussions
Investment advisers need accredited-investor proof before using flexible fee terms
Merchant bankers must evidence SDD controls or face SEBI settlement exposure
Listed-company governance teams must evidence promoter-linked fund-flow controls
Stock exchanges must remove IRRA from broker-disruption fallback plans
